The Two Most Important Numbers: Zero and One
2023-10-31 | 2023-11-08
Estimated Reading Time: 24 minutes
The unique properties of the numbers zero and one make them mathematically interesting and indispensable. In this slow-paced stroll though the ideas streaming out of these two numbers, we uncover well-known as well as relatively obscure facts about them. It is hoped that in the process we may discover how they cement together disparate areas of Mathematics.
Starting at the beginning
At first, I thought I would skirt around the formal sets of numbers, and concepts like commutativity and associativity, and keep this blog very informal. But I found that each time I tried that approach, I would have to furtively sneak in a paragraph here, or a footnote there, to explain these ideas. In the end, I decided to start at the beginning, and work my way through the natural numbers, the integers, the rationals, etc., and broach ideas like commutativity and associativity.
Counting
Aeons ago, a shepherd with five sheep might have counted, “one sheep, two sheep, three sheep, four sheep, and five sheep.” But wait! Since he did not have the names for numbers—nor indeed the abstract concept of a number—he could not have done that. So, what did he do? Let us speculate.
Naming sheep
He could have given unique names to each of his five sheep and developed enough familiarity with them to identify them by name. Then all he needed to do was to check that his entire flock was home by sundown. But such a method would have become cumbersome and error-prone as his sheep multiplied.
One-to-one correspondence
The later, and more likely, alternative was to use stones to correspond to sheep. He could have taken a leather bag and dropped a stone in it—one for each sheep that he owned. He did not need to learn counting. All he needed to do was to establish a one-to-one correspondence1 between sheep and stone. As long as he had the right number of stones in his bag, he could account for each one of his sheep.
The Latin word for stone is calculus, and from the stone has come the whole science of calculation.
Measurement
When we count, as with sheep, where do we start? We start with one. We do not start with zero, because we cannot point to any sheep or other object and say “zero”.
Nevertheless, zero has fundamental importance when we start measuring. When the petrol tank in a car is empty, we can fill it up and measure the volume of petrol for which we have to pay.
When we count, we start with
When we measure, we start with
Sets of numbers
Although Mathematics has rigorous foundations, at the very bottom, its notions are not defined explicitly. One such notion is that of a set, which is loosely defined as a collection of objects that can either be enumerated or described clearly. The sets of numbers we will deal with have names, symbols, and definitions as shown below.
Name | Symbol | Definition |
---|---|---|
While it is premature to talk about these sets and their peculiarities in this blog, it is worth making some points about them.
The symbols in the second column are called blackboard bold letters.
A set is traditionally enclosed in a pair of braces:
. Zero is neither positive nor negative. It is simply its unique self. As a set on its own, zero is often denoted
. The numbers we use for counting, starting from
, and never ending, are—naurally enough—called the natural numbers, denoted . There is no agreement on whether or not to include zero as a member of . I have chosen not to, because we start counting with one. The integers are named
after the German word Zahlen which stands for “numbers” (singular Zahl). The integers include positive and negative whole numbers as well as zero. The rational numbers are so named because they are really ratios of whole numbers with the proviso that the denominator cannot be zero. The symbol
is used because it denotes quotient—the result of division. There is no symbol for the irrationals, which are simply defined as numbers which are not rational. In fact, the set of irrationals may be shown, using set notation only indirectly as
, which means the set of real numbers, excluding the rational numbers. The real numbers, with symbol
for real, are glibly described as the union of the rational numbers and the irrational numbers2 [1]. The complex numbers incorporate a non-real entity, called
the imaginary unit, which is defined as . Since every real number when squared is greater than or equal to zero, this is not a real number, and therefore demands its own symbol, arithmetic, and set, .
Abstract Algebra
In the nineteenth century, mathematicians contemplated the then extant mathematical systems and recognized certain commonalities. Whether it was arithmetic or geometry, or some other branch of mathematics, they were able to distil certain underlying principles behind the common practices of mathematics. By systematizing and classifying what they observed, they were able to invent names for the classes of objects they discerned, along with their properties. Thus was born abstract algebra. The ideas of commutativity, associativity, the additive and multiplicative identities, and the additive and multiplicative inverses were born from this exercise in classification. If you wish to know more, I strongly recommend this short video on abstract algebra to whet your appetite.
The Four Arithmetic Operations
Each of the four basic arithmetic operations–addition, multiplication, subtraction, division—are binary operations and may only be performed between two numbers. The ability to add multiple numbers—as in determining the total sum to be paid at the checkout counter while shopping—is made possible by the commutativity and associativity of addition, which also applies to multiplication. Subtraction and division are neither commutative nor associative.3
Commutativity and Associativity
Let us add three numbers,
In commutativity, we have
In associativity, we have three operands. We use parentheses
to denote the operation we perform first. Associativity means that it
does not matter which pair we add initially:
Multiplication is repeated addition. It is thus both commutative and associative. Figure 1 gives a geometric perspective of multiplication.
Talking about commutativity and associativity might seem like overkill for the addition and multiplication of real numbers. But, identifying these properties is a useful insight, as the more sophisticated mathematical objects we will encounter later may not obey either or both properties.
The
additive and multiplicative identity elements in
When zero is added to any real number,
Likewise, when we multiply
Zero and one enjoy their coign
of vantage as the unique additive and multiplicative
identities respectively for the real numbers in
Mathematics as a discipline tends to generalize and extend simple ideas to increasing levels of complexity, while at the same time maintaining consistency in definition and behaviour across these disparate domains. The additive and multiplicative identities may be so generalized, where applicable.
Varieties of additive and multiplicative identity elements
The zero of the complex numbers is
Polynomials are
expressions like
A matrix is a rectangular array of numbers, treated as a single unit mathematically. I facetiously call matrices numbers in teabags. Operations on matrices follow their own rules, but for addition, they are intuitively apparent.
Let us consider an arbitrary
The matrix
This is a simple example of how the seed ideas of the additive and
multiplicative identities, sown far and wide, germinate into shoots that
are surprisingly similar to the original ones. The numbers
The
additive inverse in ℤ ,
ℚ , and ℝ
The negative integers arose from subtractions like
The
multiplicative inverse in ℤ , ℚ , and ℝ
Suppose we ask the question, “If we have an arbitrary number
The rational numbers
The Arithmetic Four Revisited
Addition
If we start with
This method shows that there is no largest natural number. If there
were such a number, say
Subtraction
Subtracting zero from a number leaves it unchanged:
By convention, when a sign is not prefixed to a number, we assume it to be positive. If a negative sign is prefixed to a number, it is a negative number. This is indicated by a pair of parentheses—surrounding the number and its sign—in expressions. When the number is featured alone, these parentheses are dropped.
With signed numbers, from
Multiplication
Multiplying any number
Zero was a problematic number that had been introduced into Europe from India via the Arabs. Can you imagine the effort that must have gone into understanding and justifying that multiplication of any number by zero yielded zero? Zero, one, and infinity are a daunting triad. Mastering them takes time, practice, and familiarity, and stretches both human logic and imagination.
Multiplying a number by
Multiplying
Division
If multiplication can be thought of as repeated addition, division
can equally be thought of as repeated subtraction. Dividing
If the division gives rise to a remainder, we stop when we get a
remainder that is less than the divisor. For example, with
Just as subtraction may be thought of as the addition of signed
numbers, so also may division be thought of as the multiplication by
reciprocals. If some real
Why is division by zero disallowed?
Now, what happens if we divide by zero? To keep matters simple, let
us keep the same dividend, namely 6. If we subtract 0 from 6, we end up
with 6. Subtracting another 0 from this 6 still leaves us with 6. By
now, you should have cottoned on to the fact that we are not making any
progress.
The most basic justification for not permitting division by zero is given here. With increasing mathematical sophistication, increasingly recondite reasoning may be given for why division by zero is not permitted. For example, any number multiplied by zero gives zero. Therefore, dividing by zero will give us any number, which is a non-unique answer. Allowing such an operation will destroy the predictability on which mathematical operations are built.
Exponentiation
Exponentiation may also be called raising (something) to a
power. It is a short form for repeated multiplication by the
same number. For example, if we multiply
The reciprocal of an arbitrary non-zero real number
From the foregoing, note that
Constants in polynomials may be written using
In the succeeding sections, we take a look a some lesser known aspects of zero and one.
The shy one
The number one is often implicit in
mathematical notation. While we may write
When we write a fraction as
One consequence of this is that
When we write
Likewise, the expression
Therefore,
We have already seen that
The notation making
The interval [ 0 , 1 ]
If the reals are thought of as a line, the segment from
In any case, our interest in the closed
interval
Let
Figure 2 shows graphs of
Rotation on the complex plane
The two-dimensional plane may be pressed into service in a variety of
contexts to serve different ends. One such use is the Argand
diagram in which the
Consider the point
The upshot of this is that each multiplication by
- A multiplication by
corresponds to a𝑖 counterclockwise rotation in𝜋 2 .ℂ - Four consecutive rotations restore the point to its original position.
- The multiplicative identity element is
as would be expected.𝑖 4 = 1 - The multiplicative inverse for each of the four elements is also one
of the four numbers
.1 , 𝑖 , − 1 , − 𝑖 - The starting point and the results of all rotations are points on the unit circle.
These properties are at the heart of Group
Theory which is the mathematical study of symmetries. The particular
group we are looking at is called the
It is customary to enumerate the transformations in a group by
displaying them in a table, called a Cayley table, not
unlike a multiplication table. Such a table for the
The four numbers
Sequences and Series
An ordered procession of numbers is called a sequence
[4,5].5 Repetitions are allowed, but the
order matters. The natural numbers form the sequence
Fibonacci sequence
The Fibonacci
sequence is a simple but profound sequence that is reflected in much
of Nature. We start at the beginning with
Pascal’s triangle is another sequence that may be built from adjacent sums in a number pattern. It is related to the binomial coefficients which play a vital role in probability, combinatorics, and calculus. I intend to look at number patterns like the Fibonacci sequence and Pascal’s triangle in another blog.
Series
A series is the (progressive) sum of an infinite sequence [6,7].
The sum of all the natural numbers, starting with
Consider, for example the sequence that we encounter in Zeno’s Dichotomy
paradox:
If the absolute value of the common ratio
So, what is the sum to infinity? The time-honoured formula is
For now, I hope that the uniqueness, utility, and ubiquity of
Feedback
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A PDF version of this article is available for download here:
References
One-to-one correspondence is a simple but extremely powerful idea which guided Georg Cantor to develop his radical but consistent ideas about types of infinity.↩︎
Richard Dedekind with his Schnitt or cut, showed that the rationals and irrationals comprise
, but that is a story for another day and another blog.↩︎ℝ For a start, subtraction is not commutative:
.↩︎3 − 2 = 1 ≠ − 1 = 2 − 3 The rules of matrix multiplication are a little involved and will not detain us here. The interested reader is referred to another blog of mine for details.↩︎
The general definition replaces numbers with mathematical objects but the former will suffice for our limited purpose here.↩︎
The
th Fibonacci term may be expressed in closed form without recursion using Binet’s Formula but we will not go into that here↩︎𝑛